| Date | Severity | Status | Violation | Disposition | Fine |
|---|---|---|---|---|---|
| 2023-11-26 | Warning | Administrative Case Closed |
513
Breach, Failure To Report
|
Written Warning | — |
| 2021-12-21 | Warning | Administrative Case Closed |
521
Cash Law
|
Written Warning | — |
| 2021-12-21 | Warning | Administrative Case Closed |
758
Failure To Report Corporate Change
|
Written Warning | — |